Investment Personnel:

James Landau, CFA ~ Dividend Equity Portfolio Manager
Rupert Grimm, CFA ~ Growth Equities Portfolio Manager

Dave Ruff, CFA
Randall Coleman, CFA
J.P. Marion
Janice Encinger

James E. Landau, CFA
CEO and Portfolio Manager
32 years of investment experience

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Jim has 32 years experience managing institutional portfolios and analyzing securities. He is CEO of Berkeley and builds the economic framework used by the firm in developing its investment strategies, as well as leading its Dividend Equity portfolios.

For many years, Jim was Director of Research for Berkeley’s predecessor organization, BankAmerica’s institutional investment management group. Prior to joining Berkeley’s predecessor in 1975, Jim was with American Express Investment Management Company. From 1966 to 1968 he served as a Lieutenant in the United States Army.

A graduate of Washington University in St. Louis, Jim holds an MBA from Harvard University. He is a Chartered Financial Analyst and served as President of The Security Analysts of San Francisco in 1992-1993. Jim served as Chairman of the Finance Committee and Treasurer of the San Francisco Art Institute and for over a decade served as a member of the Investment Committee of the Giannini Foundation in San Francisco, which provides grants for medical research. Jim is a member of the Regional Cabinet of Washington University and serves on the boards of several community organizations.

Rupert E. Grimm, CFA
Portfolio Manager and Chairman of the
Investment Policy Committee
35 years of investment experience

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Rudi has more than 30 years of experience managing institutional portfolios and analyzing securities. He is a Managing Director and he leads the firm’s equity management in a large cap growth style. He is Chairman of the firm’s Investment Policy Committee which develops a consensus among the firm’s managers and provides strategies for fixed income, equity, and balanced portfolios.

Prior to joining Berkeley’s predecessor organization, Bank of America’s institutional investment management group in 1975, Rudi was with Amax, Inc., as an associate managing the firm’s pension assets. He began his investment career as a securities analyst with Goldman, Sachs & Company. Prior to his investment career, Rudi served as a captain in the U.S. Army, in various command and staff assignments.

Rudi is a graduate of the U.S. Milatry Academy at West Point and holds an MBA from the Wharton Graduate School at the University of Pennsylvania. He is a Chartered Financial Analyst and a member of the Security Analysts Society of San Francisco. His outside services include being a member of the budget and finance committee of the Northern California Arthritis Foundation.

Dave Ruff, CFA
Portfolio Manager and Analyst
Past Positions: London Pacific Advisors
Education: BS, Iowa State University

Randall Coleman, CFA
Vice President
Portfolio Manager and Analyst
Education: BA, University of California, Davis;
MBA in International Management, American Graduate School of International Management

J.P. Marion
Portfolio Manager and Analyst
Past Positions: London Pacific Advisors
Education: BS, California State University at Sacramento

Janice Encinger
Head Equity Trader
29 years of investment experience

Education: Attended UC Berkeley


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