About Us

Sales Representatives:

John Hart ~ Western Region
Robert Finley ~ Southwestern Region
David Pitsch ~ Midwestern Region
Michael Remigino ~ Northeastern Region
Thomas Vaughn ~ Mid-Atlantic Region
Shawn Daigle ~ Southeastern Region


Find the Sales Representative serving your area

Marketing Staff:

Kathryn Bassett
Emily Najour
Mary Britton
Ana Contreras



Western Region:

John W. Hart, JD, CIMC
E-mail John Hart's associate Katie Bassett
President, National Marketing Director
Western Region Sales Representative



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Mr. Hart has over 25 years of experience in the investment industry. Prior to joining Berkeley Capital Management LLC, he was VP at Dreman Value Management. Previous experience includes Marketing Director for New York Life Insurance Company and National Marketing Director for the corporate finance division of E.F. Hutton.

Mr. Hart holds a BS from the University of Oregon and a JD from California Western School of Law. He is a member of the International Association of Financial Planners, the Institute for Investment Management Consultants, the Investment Management Consultants Association, and has the distinguished designation of being a Certified Investment Management Consultant. Mr. Hart is an expert in the consultant industry and is frequently a participant on industry panels and symposiums. Mr. Hart also speaks on topics involving trusts, foundations, endowments and ERISA and has had various articles published related to these topics.

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Southwestern Region:

Robert A. Finley, Jr.
E-mail Robert Finley's associate Katie Bassett
Senior Vice President
Southwestern Region Sales Representative




Robert comes to us from UBS Global Asset Management where he was a Vice President and Regional Director. He has over 11 years of investment experience in both high net worth retail and institutional markets. Prior to his tenure with UBS, Robert worked at Clarke, Lanzen & Skalla on the wholesale side and The Cambridge Group in Dallas, Texas for 6 years as a Registered Investment Advisor.

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Midwestern Region:

David J. Pitsch, CFP
®, AIF® E-mail Dave Pitsch
Managing Director
Midwestern Region Sales Representative



Mr. Pitsch has over 20 years of experience in the investment industry. Prior to joining Berkeley Capital Management LLC, he was Vice President Regional Sales Director with WEBS (World Equity Benchmark Shares). Previous experience includes Personal and Investment Planning for Hawthorne Credit Union and Vice President Marketing for VanKampen Merritt (predecessor of VanKampen Funds).

Mr. Pitsch is a CFP and holds a BS and an MBA in Finance from Northern Illinois University. He has also completed two CFP master level courses in Investment Analysis and Portfolio Management and Advanced Estate Planning. Mr. Pitsch is a member of the Financial Planning Association.

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Northeastern Region:

Michael J. Remigino, CIMC
E-mail Mike Remigino's associate Emily Najour
Managing Director
Eastern Region Sales Representative



Mr. Remigino has over 9 years of experience in the investment industry. Prior to joining Berkeley Capital Management LLC, he was Northeast Regional Marketing Manager, First Vice President at Salomon Brothers Asset Management, Inc. Previous experience includes National Managed Money Coordinator and National Managed Money Internal Account Representative with Salomon Brothers.

Mr. Remigino holds a BS in finance, Magna Cum Laude from Manhattan College in New York.

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Mid-Atlantic Region:

Thomas J. Vaughn, AIF
® E-mail Thomas Vaughn
Managing Director
Mid-Atlantic Region Sales Representative



Mr. Vaughn has been in the investment industry since 1993. Prior to his joining Berkeley, he was a Senior Vice President and Regional Director with Old Mutual Investment Partners and it predecessor firm, Provident Investment Counsel. Previous experience includes both sales management and sales positions with Alliance Capital Management, Comdisco and Xerox Corporation.

Mr. Vaughn holds a B.S. in marketing from Fairfield University. He is a member of the Investment Management Consultants Association (IMCA) and the Association of Investment Management Sales Executives (AIMSE).

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Southeastern Region:

Shawn Daigle, CIMA E-mail Shawn Daigle
Senior Vice President
Southeastern Region Sales Representative


Mr. Daigle comes to us from Northern Trust, where he was a Vice President and Capital Markets Sales Manager. He has over 13 years of experience in the investment industry. Prior to his tenure with Northern Trust, Shawn’s previous positions include institutional and retail sales positions with Asea Brown Boveri, Merrill Lynch, Salomon Brothers and Barclays.

He is a member of the Investment Management Consultants Association and has the distinguished designation of being a Certified Investment Management Analyst.

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Katie C. Bassett E-mail Katie Bassett
Vice President


Ms. Bassett has over seven years of experience in the investment industry. Previous experience includes Senior Marketing Associate in the Broker/Dealer department at Montgomery Asset Management and Technical Analyst with the Consulting Group of Salomon Smith Barney. Ms. Bassett holds a BA from California State University, Sonoma.

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Emily Najour E-mail Emily Najour
Marketing Associate


Ms. Najour is the internal marketing contact for the Northeast and Mid-Atlantic regions. Ms Najour holds a BA from Fordham University in New York.

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Mary E. Britton E-mail Mary Britton
Manager, Private Account Administration


Ms. Britton has 13 years of investment experience, ten of which have been with Berkeley. She attended the University of Washington and Seton Hall University.

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Ana E. Contreras E-mail Ana Contreras
Marketing Assistant


Ms. Contreras has over 12 years of Administrative Assistant experience with a major corporation and five years with a non-profit organization.

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